CHAPTER 9
Factors Related to Relapse
“Round up the usual suspects.”
—Claude Rains as Captain Renault in the film Casablanca
Most orthodontic research suggests that rotated or crowded mandibular anterior teeth are the most likely teeth to relapse. Although such relapse occurs in our practice, it has been only a minor problem. Transverse relapse is also apparent only rarely. In our practice, the most prevalent form of relapse is bite reopening in open bite cases. The orthodontically closed bites of high-angle patients who are still tongue thrusting or mouth breathing during retention seem to reopen. It is very important, therefore, to eliminate these habits during treatment, if possible. Relapse problems are caused by noncooperation and/or muscular habits. Not wearing retainers obviously can allow relapse to occur. Muscular habits such as thumb sucking, tongue thrusting, and mouth breathing can place abnormal forces on the dentition to cause significant relapse.
Approximately 80% of our cases experience no significant relapse, 15% relapse only very slightly, and about 5% show meaningful relapse. Again, these are usually due to muscular problems. We are always willing to re-treat any patient who returns to our office complaining of relapse. It seems prudent to re-treat the patient for two reasons. First, we would like every patient who leaves our office to be completely satisfied with the treatment performed. Second, we want all of our patients to have the best possible result. Re-treating patients is a perfect example of altruistic egoism. If the patients look good and are happy with their orthodontic treatment, they will continue to speak highly of the practice, which will ultimately result in additional referrals.
The big question concerning re-treatment is financial responsibility. Does the clinician absorb all cost? Does the patient pay for it? Is there a compromise? This situation must be discussed with the patient. Together we make a decision. The patient is asked, “Do you think your teeth have shifted back because you didn’t wear your retainer and didn’t follow our instructions, or was it because we never got the teeth where they belong in the first place?” Almost invariably, the patient will admit to haphazard retainer wear. In this situation, the patient is re-treated at a nominal fee.
Skeletal Stability
In my opinion, as discussed earlier in this book, there are s undisputed facts related to mandibular stability:
- IMPA: 3-degree rule (Fig 9-1)
- Mandibular incisor roots spread (Fig 9-2)
- Mandibular intercanine width: 1-mm rule (Fig 9-3)
- Maxillary intermolar width: between 34 and 38 mm (Fig 9-4)
- Ovoid maxillary arch form (Fig 9-5)
- Upright mandibular first molars (Fig 9-6)
But what about long-term stability with the hard tissues?
Myofunctional Therapy for Open Bite
Abnormal muscular habits can influence the shape of the arch forms, especially the maxillary arch in a Class II skeletal pattern (Fig 9-7). Thumb sucking, tongue thrusting, and poor resting position of the tongue all can relate to the shape of the maxillary and mandibular arch forms.
When the maxillary intermolar width is less than 33 to 34 mm, the tongue position will naturally tend to rest in a wider area in between the mandibular teeth rather than in its normal position in the palate. This can widen the mandibular arch over time while the buccinator muscles will continue to constrict the posterior maxillary intermolar width. This will create the typical V-shaped maxillary arch form and occasionally create posterior reverse articulations.
Almost every patient who has this V-shaped maxillary arch form will not swallow normally but will instead have an anterior tongue thrust. This, of course, will increase the flared position of the maxillary anterior teeth, making the situation worse by increasing anterior overjet.
To permanently correct this problem, two changes must be achieved. Routinely in our office, we first attack the narrow maxillary intermolar width. Usually this is accomplished with a rapid palatal expander. In minor cases, an expanded archwire can be used, along with the inner bow of the facebow, if needed. After expansion, it should be held open with brackets and archwires.
The second change is the maxillary arch form, which will change from the V-shaped arch to our typical ovoid arch form (Fig 9-8). During this period of treatment, the skeletal Class II problem and intermolar width often can be successfully addressed with the facebow.
In the meantime, the tongue may become “disoriented” with the new internal environment, with its changed arch form and more occlusally balanced anterior/posterior skeletal relationships. After the new and normal maxillary arch is achieved, the tongue will not naturally adapt to its new environment; it will need some coaching. If long-term stability is a goal, the patient must learn how to swallow properly, using the “sounds of swallowing” technique described later in this chapter. If this does not occur, the tongue will revert back to its previous thrusting habit once the appliances are removed, and relapse will certainly be the long-term result.
Therefore, while the arch is being widened and reshaped, the muscles of mastication should be “educated” on how to swallow properly. As orthodontic treatment progresses, in addition to the new arch forms and elastics, the open bite is mechanically closed, making it easier for the tongue to adjust and adapt to its new environment.