Need for recording malocclusion prevalence
Population-based surveys about estimates of dental diseases are a prerequisite for systematic planning of oral health needs, oral health care delivery, and evaluating the efficacy of the preventive and therapeutic measures introduced by the authorities in a society or nation.
Most earlier surveys on dental diseases were targeted to record dental caries and periodontal disease, while malocclusion received comparatively much less attention. Malocclusion is not a disease per se but an anatomic variation in the arrangement of teeth and the morphology of the jaws, face, and cranium. These deviations have a large spectrum of presentations with mild to most severe forms. The mere presence of a trait or traits of malocclusion alone may be a vague indication for treatment. Awareness, socioeconomic status, ethnic trends, personal values and availability of experts influence the desire and need for orthodontic treatment. Malocclusion causing functional aberrations could be a reason for seeking orthodontic treatment. Dentofacial deformities of growth disturbances associated with genetic conditions, birth defects, medical conditions and trauma constitute a different category of malocclusion affecting underlying craniofacial morphology.
The lack of uniform criteria for recording malocclusion could be one of the reasons for the limited number of studies conducted on the prevalence of malocclusion.
The development of objective, quantifiable criteria for recording traits of malocclusion and malocclusion indices having undergone validations; these new tools were used to estimate malocclusion and treatment needs in different countries worldwide.
Recently, AI-based tools have been available which can record malocclusion traits on clinical photos and skeletal malocclusion on lateral cephalograms.
Malocclusion recording methods for epidemiological investigations
Angle’s classification and limitations
Angle’s classification (1899) has been used in malocclusion surveys to report the prevalence and distribution of the different types of malocclusion. Angle’s classification groups all malocclusion into three distinct classes: class I, class II and class III. Although Angle’s classification is the most used method for population surveys of malocclusion for its simplicity, it was primarily not designed for the purpose.
There are obvious limitations in recording malocclusion with Angle’s classification.
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1.
Angle classification does not reveal the severity of the malocclusion class, nor does it consider the patient’s profile and skeletal relationship.
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2.
Dr Angle considered the malocclusion only in the sagittal/anteroposterior plane.
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3.
Intra- and inter-investigator errors are usually large when recording Angle’s classification. Significant intra- and inter-examiner errors may nullify population differences.
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4.
The unilateral class recording is difficult, particularly in mutilated dentitions.
Several researchers have added documenting more traits of malocclusion in three planes of space, such as tooth rotations, crowding, open bite, close bite, crossbite and arch constriction.
Bjork’s method of registration of malocclusion
The method of recording malocclusion developed by Bjork et al. is based on defined items of the recorded symptoms. The registration of the malocclusion was divided into three parts:
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1.
Anomalies in the dentition: Tooth anomalies, abnormal eruption and misalignment of individual teeth.
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2.
Occlusal anomalies: Deviations in the positional relationship between the upper and the lower dental arches in the three planes.
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3.
Deviation in space conditions: Spacing and crowding.
This comprehensive method of recording malocclusion was used in many surveys and had the advantage of data analyses through computer systems ( Table 4.1 ).
TABLE 4.1
Summary of qualitative methods of recording and measuring malocclusion
Source: Cited with permission from Tang ELK, Wei SHY. Recording and measuring malocclusion: a review of the literature. Am J Orthod Dentofacial Orthop . 1993;103:344–51.
| Angle | Classification of molar relationship devised as a prescription for treatment. |
| Stallard | The general dental status, including some malocclusion symptoms, was recorded. |
| No definition of the various symptoms was specified | |
| McCall | Malocclusion symptoms included molar relationship, posterior crossbite, anterior crowding, rotated incisors, excessive overbite, open bite, labial or lingual version, tooth displacement and constriction of arches. |
| No definition of these symptoms was specified | |
| Sclare | Specific malocclusion symptoms were recorded, which include Angle’s classification of molar relationships, arch constriction with incisor crowding, arch constriction without incisor crowding, superior protrusion with incisor crowding, superior protrusion without incisor crowding, labial prominence of canines, lingually placed incisors, rotated incisors, crossbite, open bite and close bite. |
| No definition of these symptoms was specified. | |
| Symptoms were recorded in an ‘all-or-none’ manner. | |
| Fisk | Dental age was used for grouping patients. |
Three planes of space were considered:
|
|
| Additional measurements include labiolingual spread (Draker ), spacing, therapeutic extractions, postnatal defects, congenital defects, mutilation, congenital absence and supernumerary teeth. | |
| Bjork et al. | Objective registration of malocclusion symptoms based on detailed definitions and collected data could be analysed on computers. |
Three parts:
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|
| Proffit and Ackerman |
Five-step procedure of assessing malocclusion (no definite criteria for assessment were given):
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| WHO/FDI (1979) |
Five major groups of items were recorded (with well-defined recording criteria):
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| Kinaan and Bruke |
Five features of occlusion measured:
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Federation dentaire internationale (FDI)/world health organisation (WHO) method
The technique for recording malocclusion developed by Bjork et al. underwent several modifications by the working groups of FDI between 1969 and 1972. The method was tested in the field from 1973 to 1976 and underwent further modifications. , The final version was improved in collaboration with WHO, and the recording form was named ‘Dentofacial anomalies assessment form’. This form was made available through the WHO publication ‘Oral Health Surveys’ in 1979.
The criteria for recording malocclusion were based on the principles of agreeing on individual traits to be grouped in a simplified manner. This recording system serves as an essential reference tool in developing methods to assess the need and demand for orthodontic treatment. Figs 4.1 and 4.2 .
Codes for anteroposterior molar relationships.
The scale refers to the relative position of the upper left molar. The arrows indicate anteroposterior molar relations in a normal occlusion situation (codes 0) and at lower-class limits of codes 1–4 (no upper-class limits are defined for codes 2 and 4).
Source: Based on Bezroukov V, Freer TJ, Helm S, Kalamkarov H, Sardo IJ, Solow B. Basic method for recording occlusal traits. Bull World Health Organ 1979;57(6):955–61. PubMed PMID: 317023; PubMed Central PMCID: PMC2395850 .
Buccal and lingual posterior crossbite.
Source: Based on Bezroukov V, Freer TJ, Helm S, Kalamkarov H, Sardo I J, Solow B. Basic method for recording occlusal traits. Bull World Health Organ 1979;57(6): 955–61. PubMed PMID: 317023; PubMed Central PMCID: PMC2395850.9 .
Each trait was grouped based on the degree of deviation from the norm or severity. Codes and criteria are listed on the recording form to simplify recording and minimise the time involved in the examination.
Assessment of dentofacial anomalies and status of occlusion were suggested to be recorded on permanent dentition in three parts:
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1.
Dental examination: Anomalies of development, congenitally missing teeth, supernumerary teeth, malformed teeth, impacted teeth, missing teeth due to trauma or extraction and retained deciduous teeth.
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2.
Intra-arch examination: Crowding, spacing, anterior irregularities and upper midline diastema.
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3.
Inter-arch examination: The molar relationship, posterior open bite, posterior crossbite, overjet, overbite, midline deviation, anterior open bite and soft tissue impingement.
The sociopsychological effects of occlusal features on an individual, their family and peers were not considered because of a lack of objective methods of measuring these factors.
Reasons for significant variations in malocclusion prevalence
In the past, accurate comparisons of malocclusion from different studies were difficult for several reasons as listed listed in Table 4.2 . The reasons included a lack of uniform criteria for registration of malocclusion and its traits, faulty sampling techniques and errors in examinations and data recording.
TABLE 4.2
Factors that directly or indirectly contribute to significant variations in reporting the prevalence of malocclusion
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Only a few surveys on children and young adults have been done to record malocclusion on a sample representative of the population for their size or distribution of age groups. Populations sampled from different age groups, particularly those from early mixed and mixed dentition, where occlusion in a state of flux leads to inaccurate recordings and makes comparisons difficult with those of permanent dentition. Therefore, a malocclusion survey is recommended during the late mixed or early permanent dentition stage. By this stage of development, the growth of the face is close to completion; moreover, permanent teeth up to the second molars will have erupted in the oral cavity, while maxillary canines have fully erupted or are near completion of eruption. Adult occlusion or malocclusion is close to or nearly established by this age ( Table 4.3 ). The sample size of a target population, for example, the school-going population, can be calculated based on a known prevalence of the disease/malocclusion using the formula given in Table 4.4 .
TABLE 4.3
Suggested criteria for recording malocclusion/treatment needs of a population
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TABLE 4.4
Suggested method for calculation of sample size for the prevalence of malocclusion
| The sample size is calculated by using the formula: | n = 4 pq L 2 |
| Under the assumption that: | p = prevalence of malocclusion that is 45% in the age group of 12–16 years based on a previous study (Kharbanda et al.). |
| Selected with cluster sampling technique | |
| q = 100 − p, that is, 55 | |
|
Ethnic trends in malocclusion prevalence
Variations in the prevalence of malocclusion have been found between different races or ethnic groups. The prevalence of malocclusion varies significantly in different parts of the world, in different ethnic groups, and among people of different races.
In general, the prevalence of malocclusion is reported to be higher among Whites than Blacks and more in urban than rural children.
Individual races are known for specific traits of malocclusion like bimaxillary protrusion is more common in Negroes, while Polynesians of Pukapuka Island and Mongoloids of China, Japan, Taiwan and Korea have a high prevalence of skeletal class III malocclusion.
The prevalence of class II malocclusion is found to be high among Caucasians. In the United States of America, it was found to be 34% in Whites and 18% in Blacks. It has been reported that the prevalence of class II malocclusion was 31% in the Danish children population while it was as low as 8% in Johannesburg, 11% in Kenya, 16.4% in Saudi Arabia and 14.6% in Delhi, India.
Prevalence of malocclusion around the world
Prevalence of malocclusion in North America
Proffit et al. published findings on the prevalence of malocclusion and orthodontic treatment needs in the United States. The findings were based on the National Health and Nutrition Estimates Survey III, conducted from 1989 to 1994 on 14,000 subjects aged 8–50 years, representing 150 million subjects. Angle’s classification, irregularity index and occlusal contact discrepancies were recorded. Findings were presented for age groups 8–11, 12–17 and 18–50 years. Among 8–17 years age group, 70% of children had malocclusion, of which 50%–55% were class I, 15% were class II and 1% were class III. More than 50% of children had crowding in the maxilla and/or mandible or both.
Earlier estimates of the prevalence, severity and need for treatment of malocclusion in youths of 12–17 years of age in the United States were published by the Division of Health Examination Statistics in 1977.
The report is based on data obtained from oral examinations conducted in 40 scientifically selected locations across 25 states, covering specific sections of the country. The statistical findings were drawn from 90% of a probability sample of 7514 youths, which represents roughly 22.7 million non-institutionalised children in the United States. About 54% of those examined were found to have neutrocclusions. Proportionately, more Black (62%) than White youths (52%) were found to have neutrocclusion. Neutrocclusions are characterised, among other deviations, by crowding, rotations, spacing, ectopic eruptions and loss of teeth. Distocclusion was found more in White youths (34%) than in Black youths (18%). About 14% of children in the sample studied were reported to have mesiocclusion. Over 10% were estimated to have severe overbites of 6 mm or more of the incisor teeth. Crossbites of varying severity were found in 12%, and 38% had up to three displaced teeth, with the remainder having four or more displaced teeth ( Table 4.5 ).
TABLE 4.5
Prevalence of Malocclusion in American, Canadian and Columbian population groups
| Country/population | Author/year | Subjects | Age (years) | Method of recording | Malocclusion |
|---|---|---|---|---|---|
| USA | NHANES III survey (1989–1994) | 14,000 representing 150 million subjects |
|
Angle’s classification, Irregularity Index, Occulsal contract discrepancies |
|
| Salzmann | 7514 youths, representing 22.7 million children | 12–17 | TPI |
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|
| American Caucasian at Suitland | Mills |
|
8–17 | Angle’s classification, modified | 82.5% |
| American Caucasian | Massler and Frankel | 2758 | 14–18 | Angle’s classification, modified | 78.9% |
| American Negroes in Columbia | Altemus |
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12–16 | Angle’s classification, modified |
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| American Indians in Minnesota | Grewe et al. | 651 | 9–14 | Angle’s classification, modified | 65.4% |
| Native Canadian in British Columbia | Harrison and Davis | 1438 | 7–15 | Tooth relationship | 61.0% |
| Quebec school children | Payette and Plante | 1201 | 13–14 | Grainger’s orthodontic treatment priority index (TPI) |
|
| Columbian, Bogota | Thilander et al. (2001) |
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5–11 | Bjork et al. |
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M , Male; F, female; Max., Maxilla, Mand. , Mandible, OJ, Over jet.
About 25% were found to have definite malocclusion for which treatment was considered to be ‘elective’. Treatment was considered ‘highly desirable’ for 13% and ‘mandatory’ for an additional 16%. An estimated 10.2 million youths/adults had specific occlusal defects such as severe incisor overbites or open bites, which required ‘evaluation by orthodontists to determine the need for treatment’.
Prevalence of malocclusion in Canada
Payette and Plante, in 1201 Quebec school children (13- and 14-year-old) using Grainger’s orthodontic treatment priority index (TPI), reported that 32% of the children were in Angle’s class II molar relation; 18% had an overjet of 5 mm and more than 50% had one or more teeth in minor or a major displacement. Treatment was mandatory or highly desirable for 13.7%, and only 2.9% of the students were under treatment. According to Harrison and Davis, 61% of native children of British Columbia in the age group 7–15 years had malocclusion ( Table 4.5 ).
Prevalence of malocclusion in South America
A survey of 4724 children (age 5–17 years) randomly selected from a population that attended Dental Health Services was conducted in Bogotá, Columbia. Based on their dental development, these were grouped into four developmental stages (DS Stage I–IV).
Registration of malocclusion was performed according to the method suggested by Bjork et al., and the need for orthodontic treatment was evaluated according to the index used by the Swedish National Board of Health. A large percentage (88%) of children had some form of dental and or occlusal anomaly from mild to severe type; half of which, that is, 44%, had occlusal anomalies and one-third, that is, 30%, as space discrepancies. Urgent need for orthodontic treatment was recorded in 3% of subjects examined, and great need was recorded in 20%. Little need was recorded in 35% of subjects, and moderate need was recorded in 30% of subjects.
Prevalence of malocclusion in Europe ,
A large proportion of the population (nearly 80% or more) studied among European countries has some form of occlusal anomalies. Although these observations do not truly represent the true need for orthodontic treatment, a high prevalence of malocclusion suggests a widespread existence of the problem and perhaps is an outcome of a strict recording protocol. It is also evident that the prevalence of class II malocclusion is high in Europe among the Caucasian population. The prevalence of class II malocclusion in Danish children was 31%, and in Hungary, 47.2% ( Table 4.6 ).
TABLE 4.6
Prevalence of malocclusion in Scandinavian and European population groups
| Country/population | Author/year | Subjects | Age (years) | Method of recording | Malocclusion |
|---|---|---|---|---|---|
| Denmark | Helm (1968) | 1700 | 9–18 | Bjork et al. |
|
| Finland | Myllärniemi | 1531 | 3–19 | Angle, subgroups | 38.9% |
| Finnish | Kerosuo et al. | 458 | 12–18 | Bjork et al. | 78.0%–88.0% |
| Sweden (Umeå and Västerbotten) | Thilander and Myrberg |
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Bjork et al. |
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| Icelandic | Johannsdottir et al. | 396 | 6 | Bjork et al. |
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| Hungary | Gábris et al. |
|
16–18 | Angle’s traits |
|
| Italy | Perillo et al. |
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12 | IOTN Angle’s class |
|
| British | Foster and Day | 1000 | 11–12 | Angle’s classification modified | 59.9% |
| Germany | Lux et al. |
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Median age nine years | Traits of malocclusion and Angle’s classification |
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| Germany | Hensel | 408 | 3–10 | Angle, modified | 76.7% |
| Belgium | Willems et al. | 1477 patients | Angle’s classification |
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IOTN , Index of Orthodontic Treatment Needs; B , boys; G , girls; M , male; F , female.
These observations on class II malocclusion in Europe are considerably high compared to the prevalence of class II malocclusion in Africa, Arabia and India.
Prevalence of malocclusion in Africa , ,
The prevalence of malocclusion in Kenya, Nigeria and Tanzania is recorded to be high ranging from 72% to 86% of the sample surveyed, though most constitute class I type of malocclusion. Class II malocclusion among children in Kenya is 7.9%, while in Nigeria, it is only 1.7%. Studies on children in Africa have shown that the proportion of class II malocclusion is much lower compared to a high prevalence of class II malocclusion prevalent in Caucasian population groups (up to 50%) ( Table 4.7 ).
TABLE 4.7
Prevalence of malocclusion in Africa
| Country/Population | Author/Year | Subjects | Age (years) | Method of recording | Malocclusion |
|---|---|---|---|---|---|
| Kenya | Garner and Butt | 505 | 13–14 | Angle’s, modified |
|
| Tanzania | Kerosuo | 642 | 11–18 | Bjork et al. |
|
| Kenya | Ng’ang’a et al. |
|
13–15 | Bjork et al. |
|
| Nigeria, Kaduna Northern part | Dacosta |
|
11–18 |
|
|
| Nigeria, Benin City | Ajayi |
|
13.52 ± 1.83 | Angle’s traits |
|
| Libya | Bugaighis and Karanth |
|
12–17 | Angle’s classes |
|
M, Male; F, female.
Specific malocclusion traits were highest for crowding, rotations, posterior crossbite and maxillary overjet. Interestingly, the frequency of frontal open bite was 2.3% in children from Libya , and 19.5% of children from Benin City in Nigeria have midline diastema. ( Table 4.7 )
Prevalence of malocclusion in China and Mongoloid races ,
According to Fu et al., the prevalence of malocclusion among Chinese children was 67.82%. A study by Lew et al. on 1050 Chinese school children (aged 12–14 years) reported a high incidence of class III malocclusions in Chinese compared to Caucasians. However, the incidence of class II malocclusions was similar to those reported in Caucasians. Crowding occurred in about 50% of cases ( Table 4.8.i ).
TABLE 4.8.i
Prevalence of malocclusion in the Indian subcontinent, China and Iran
| Country/population | Author/year | Subjects | Age (years) | Method of recording | Malocclusion |
|---|---|---|---|---|---|
| Pakistan | Gul-e-Erum and Fida | 156 Orthodontic patients | 8 years 1 month to 39 years and 6 months | Angle’s classes, and traits |
|
| Nepal | Sharma | 350 Orthodontic patients | 8–36 | Angle’s classes, traits, frequency, distribution |
|
| Eastern Nepal | Singh and Sharma |
|
12–15 | Angle’s classes |
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| China | Lew et al. | 1050 | 12–14 | Foster and Day | 92.9% |
| China | Fu et al. | 25,392 | 67.82% | ||
| Iran | Borzabadi-Farahani et al. |
|
11–14 | Angle’s classes |
|
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